| |
Methods and tools for the development
of computer-interpretable guidelines |
|
| SEBASTIAN
|
|
System for Evidence-Based Advice through Simultaneous
Transaction with an Intelligent Agent across a Network |
|
| SEBASTIAN is a Web service-based
framework for (i)
encoding medical knowledge into a machine-executable
format; (ii) integrating this knowledge into various clinical
applications to enable clinical decision support.
|
|
| keywords |
Clinical decision support,
clinical practice guidelines, computer-interpretable guidelines,
XML, markup, web services, XML messages, knowledge representation,
knowledge acquisition, guideline execution, re-use of
executable medical knowledge, standards, HL7 RIM, UMLS,
Java Integrated Development Environment (IDE), IntelliJ
IDEA, InfoPath |
| developed by |
Division of Clinical Informatics,
Department of Community and Family Medicine, Duke University
Medical Center, Durham, North Carolina, USA |
| introduced |
2005 |
| status |
In use / under continued development.
The SEBASTIAN service interface is serving as the
basis for the emerging HL7 Decision Support Service
specification which seeks to standardize the input/output
interface for services that use patient data to deliver
patient-specific conclusions in a machine-interpretable
format. |
| support |
NIH (National Institutes
of Health of the US Department of Health and Human Services),
AHRQ (Agency for Healthcare Research and Quality), HRSA
(Health Resources and Services Administration of the US
Department of Health and Human Services). |
| in use |
SEBASTIAN has been used to implement
four decision support systems to date:
- An outpatient Diabetes Reminder System (DRS) at
the Duke Family Medicine Center
- Three systems to support the health management of
approximately 16,000 Medicaid beneficiaries in Durham
County, North Carolina. "One system provides
patients’ primary care clinics with reports that list
the patients most in need of services, along with
identified care needs and recommended actions. A second
system emails alerts to appropriate health care providers
regarding care issues requiring follow-up, and a third
system generates care reminder letters for patients
in English and, when applicable, in Spanish."
|
| tools |
See annotated screens below
illustrating use of SEBASTIAN tools.
The SEBASTIAN toolset is maintained in-house and the software
is not freely available.
Contact Kensaku Kawamoto at Duke University (details below)
if you are interested in accessing the SEBASTIAN toolset.
|
|
| Knowledge Representation
approach |
- Medical knowledge is captured in SEBASTIAN in XML
documents known as Executable Knowledge Modules (EKMs).
An EKM encapsulates medical knowledge in a machine-executable
format that can be used to generate patient-specific
inferences useful for clinical decision support (CDS).
- The scope of an EKM is an assessment of a single
patient in a specified topic area. The topic area
may be narrow (e.g. the need for a glycated hemoglobin
test for a patient with diabetes) or broad (e.g. the
existence of contraindications to any medications
prescribed or about to be prescribed for a patient).
- EKMs use a patient information model based on the
HL7 Reference Information Model (RIM), and medical
concepts are preferentially defined using standard
vocabularies included in UMLS (the National Library
of Medicine's Unified Medical Language System).
- EKMs include maintenance, library, knowledge and
logic sections.
- The EKM maintenance and library sections contain
meta-data regarding the EKM (e.g. title, identifier,
keywords).
- The EKM knowledge section defines the data requirements
for assessing a patient using the EKM, which may include
demographic data (e.g., gender, race, age) as well
as data on health care acts (e.g., observations, diagnoses,
procedures).
- The EKM knowledge section also specifies the format
and meaning of the machine-interpretable CDS results
that can be generated using the specified patient
data. For example, an EKM that evaluates whether a
patient with diabetes is due for a glycated hemoglobin
test may specify that it will return a result code
indicating whether the patient is (i) ineligible because
he does not have diabetes; (ii) eligible but not in
need of the test due to a test on record from the
previous six months; or (iii) eligible and in need
of the test. Furthermore, the EKM may specify that
it will return a result parameter that specifies when
the last test was conducted and a parameter that specifies
the value of the patient's last test.
- Finally, the logic section uses native Java code
to specify how the patient data provided by a SEBASTIAN
client will be used to generate the CDS results promised
in the knowledge section. To generate the results,
SEBASTIAN creates Java classes corresponding to each
EKM in its knowledge repository. Within these Java
classes, required data elements are made available
to the module author as native Java objects. For example,
if a module requires data on glycated hemoglobin tests
from the past year, the Java class will contain an
array that is populated at runtime by Observation
objects that represent glycated hemoglobin tests from
the previous year. Given this setup, standard programming
techniques can be used to manipulate the patient data
and to generate the CDS results promised in the knowledge
section.
- The logic section could potentially make use of
a clinical guideline represented as a Task-Network
Model in order to generate the CDS results.
|
| Knowledge Authoring |
An EKM can be authored using
any XML editor. Currently, EKMs are edited using a Microsoft
InfoPath form.

Figure 1: Screenshot
of an EKM library section as viewed from within the
InfoPath authoring environment.

Figure 2: Screenshot
of an EKM knowledge section in which the format and
meaning of the CDS results that will be returned by
an EKM are being specified.
The authoring environment provides extensive
terminology support through the use of a terminology
Web service that is wrapped around the UMLS. The terminology
service is primarily used to identify concepts subsumed
by a parent concept (Figure 3) and to translate concepts
between terminologies (Figure 4).

Figure 3. Screenshot
of EKM knowledge section in which the terminology service
is used to identify all SNOMED CT codes considered to
be a descendant of the concept for the ACE inhibitor
drug class.

Figure 4. Screenshot
of EKM knowledge section in which the terminology service
is used to translate SNOMED CT codes for ACE inhibitors
into equivalent NDC codes
The EKM logic section can be edited using
the InfoPath authoring environment. However, a Java
Integrated Development Environment (IDE) is generally
used to edit the Java classes that are auto-generated
by SEBASTIAN and which correspond to the EKMs. The IDE
currently being used to author the EKM logic section
is IntelliJ IDEA. The processing instructions specified
in the Java class are then translated back into the
EKM logic section by SEBASTIAN, so as to maintain a
one-to-one correspondence between an EKM and its associated
Java class.
|
| SEBASTIAN service operations |
SEBASTIAN offers four service
operations to its clients to provide CDS using EKMs.
As a Web service, SEBASTIAN communicates with client
systems ("Intelligent Agents" in the SEBASTIAN acronym)
using XML messages transmitted over the Internet. The
primary service operation offered by SEBASTIAN is a
patient evaluation operation. In this operation, a client
specifies the EKMs to use for evaluating a patient,
and the client also submits the patient data required
by the EKMs. In return, SEBASTIAN returns CDS results
regarding the patient as specified in the EKMs' knowledge
sections. SEBASTIAN also offers three other operations
to support the patient evaluation operation. These allow
a client to:
- identify the knowledge modules that meet client
search criteria;
- obtain descriptions of selected modules, including
descriptions of the results that will be returned
following patient evaluation;
- identify the data required for evaluating a patient
using specified knowledge modules.
Process for enabling CDS capabilities within
a clinical application using SEBASTIAN:
- The developer of the clinical application identifies
the EKMs that meet the CDS needs of the application;
- The developer verifies that the application has
access to the data required by the EKMs of interest;
- The developer ensures that when CDS functionality
is needed, the application will
- retrieve the required patient data,
- send a request to SEBASTIAN to evaluate the
patient using the relevant EKMs,
- parse the EKM results that are returned,
- process the CDS results to meet end-user needs.
|
| Strengths of the approach |
- EKMs can be re-used across multiple applications
and institutions.
- EKMs can be authored in a straightforward manner.
- The framework is relatively easy to understand and
to use.
- Appropriate standards (e.g. HL7 RIM, UMLS, XML,
Web services) are used.
- The only infrastructure required for receiving decision
support from SEBASTIAN are an Internet connection
and the capacity to exchange data using XML.
- SEBASTIAN facilitates knowledge maintenance by encapsulating
executable medical knowledge into modules that are
independent of specific applications, version controlled,
tagged with meta data, and maintained centrally on
behalf of multiple client applications.
- SEBASTIAN could be used to manage centrally executable
medical knowledge on behalf of an institution or a
region, since one SEBASTIAN instantiation can support
multiple applications operating in diverse clinical
environments.
- External knowledge resources and decision engines
can be invoked from within the EKM logic section.
Thus, medical knowledge that has been represented
using different formalisms could potentially be accessed
through a common SEBASTIAN interface.
- SEBASTIAN is serving as the basis for an emerging
HL7 standard for Web service-based decision support.
|
| Limitations of the approach |
- SEBASTIAN's usefulness has not yet been validated
for several important types of CDS applications, such
as computerized provider order entry (CPOE) systems
with CDS capabilities.
- Fewer than one hundred EKMs have been implemented
to date (at January 2006). The SEBASTIAN knowledge
base will need to be expanded significantly in order
to more comprehensively meet the CDS needs faced by
health care professionals in various clinical contexts.
- The SEBASTIAN patient information model has not
yet been formally reconciled with the HL7 RIM through
a harmonization process.
|
|
| plans |
- The SEBASTIAN service interface is serving as the
basis of the emerging HL7 Decision Support Service
specification. This seeks to standardize the input/output
interface for services that use patient data to deliver
patient-specific conclusions in a machine-interpretable
format.
- Further operational uses of SEBASTIAN are being
planned.
|
|
| references |
Kawamoto K, Lobach DF. Design,
implementation, use, and preliminary evaluation
of SEBASTIAN, a standards-based web service for
clinical decision support. Proceedings / AMIA
Annual Symposium. 2005:380-384.
[] [OC]
|
" Despite their demonstrated
ability to improve care quality, clinical decision
support systems are not widely used. In part,
this limited use is due to the difficulty of sharing
medical knowledge in a machine executable format.
To address this problem, we developed a decision
support Web service known as SEBASTIAN. In SEBASTIAN,
individual knowledge modules define the data requirements
for assessing a patient, the conclusions that
can be drawn using that data, and instructions
on how to generate those conclusions. Using standards-based
XML messages transmitted over HTTP, client decision
support applications provide patient data to SEBASTIAN
and receive patient-specific assessments and recommendations.
SEBASTIAN has been used to implement four distinct
decision support systems; an architectural overview
is provided for one of these systems. Preliminary
assessments indicate that SEBASTIAN fulfills all
original design objectives, including the re-use
of executable medical knowledge across diverse
applications and care settings, the straightforward
authoring of knowledge modules, and use of the
framework to implement decision support applications
with significant clinical utility. " |
|
|
| contact |
Kensaku Kawamoto
Division of Clinical Informatics
Department of Community and Family Medicine
Duke University Medical Center
DUMC 2914
Durham
NC 27710
USA
T: (919) 684-6421
E: kawam001 mc.duke.edu
|
| links |
A SEBASTIAN website is currently under development
at Duke University. |
|
| acknowledgements |
| Kensaku Kawamoto, Division of Clinical
Informatics at Duke University |
| page history |
Entry on OpenClinical: 26 January
2006
Last main update: 15 February 2006
Design - template v0.3: 25 June 2005. |
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